Junior Officer- Regulatory Affairs Department
Education:
-ACCA/ACMA/M.Com/MBA Finance/BBA/B.Com
Experience:
-Preferably 1 year in audit/finance/compliance in financial sector
Job Description:
-Ensure regulatory, operational and statutory compliance of PMEX and brokers.
-Conduct Enquiries, On-site Inspections and Investigations.
-Monitor brokers’ compliance through off-site reporting.
-Perform periodic compliance reviews of the Exchange.
-Handle Investor Complaints & enforce Arbitration Awards.
-Liaise with the brokers and auditors on system audits.
-Maintain proper record of department in hard and soft form.
-Any other responsibility which may be assigned by the Senior Manager RAD.
Regulatory Requirements:
-Appointment/Removal with recommendation of RAC and approval of the Board
Skills:
-Excellent communication, regulatory knowledge & analytical skills.
City: Lahore
Last Date to Apply: November 15, 2021
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