job details – Junior Officer- Regulatory Affairs Department

Junior Officer- Regulatory Affairs Department

Education:

-ACCA/ACMA/M.Com/MBA Finance/BBA/B.Com

Experience:

-Preferably 1 year in audit/finance/compliance in financial sector

Job Description:

-Ensure regulatory, operational and statutory compliance of PMEX and brokers.

-Conduct Enquiries, On-site Inspections and Investigations.

-Monitor brokers’ compliance through off-site reporting.

-Perform periodic compliance reviews of the Exchange.

-Handle Investor Complaints & enforce Arbitration Awards.

-Liaise with the brokers and auditors on system audits.

-Maintain proper record of department in hard and soft form.

-Any other responsibility which may be assigned by the Senior Manager RAD.

Regulatory Requirements:

-Appointment/Removal with recommendation of RAC and approval of the Board

Skills:

-Excellent communication, regulatory knowledge & analytical skills.

City: Lahore

Last Date to Apply: November 15, 2021