Syed Mumtaz Ali is working as Head of Legal & Membership at PMEX. He joined PMEX in October 2013 as Manager Internal Audit. He has also served as Chief Compliance Officer and Chief Regulatory Officer from June 2015 to May 2021. He has over 25 years of professional experience. Prior to joining PMEX, he worked for the Central Depository Company of Pakistan (CDC) for 11 years. He played a vital role in devising scope of compliance audit of Stock Brokers besides being part other key projects including Business Continuity certification (BS25999).

He has conducted various training programs for the education of brokers. He has also undertaken various courses on compliance, anti-money laundering, internal audit, leadership, time management and business communication. Before CDC, he was associated with E&Y Ford Rhodes Sidat Hyder, Chartered Accountants.

Mr. Ali is a diversified professional and has been contributing towards the development of PMEX.